Regulatory Risk and Assurance

Helping firms achieve compliance, mitigate risk and deliver good outcomes

NAVIGATING THE EVOLVING REGULATORY LANDSCAPE

As markets develop, regulation, supervision and enforcement naturally evolve too. Ensuring high performance, innovation and regulatory compliance in this environment presents challenges for many firms.

Huntswood helps clients turn compliance into competitive advantage. With decades of experience in regulated industries, we can help you minimise risk, maximise returns and create better outcomes for your customers, whether you operate in financial services, utilities, or any other regulated marketplace.

We are engaged with regulators across numerous sectors and jurisdictions, and work closely with leading industry bodies so that we are always ahead of the curve when it comes to regulatory understanding.

OUR TEAM OF EXPERTS ENSURE THAT YOUR BUSINESS KEEPS PACE WITH REGULATORS EXPECTATIONS AND CAN CLEARLY DEMONSTRATE ONGOING COMPLIANCE.

Our services include:

Skilled Person Review (S.166)

Complaints Excellence

Business Quality Assurance

Compliance Monitoring

Framework design and implementation purple

Target Operating Model

Managing Conduct Risk

Regulatory due diligence

Regulatory Health Check

Senior Managers and Certification Regime

Training

Board effectiveness and evaluation purple

Governance and Board Effectiveness

Cyber Advisory Practice

What can you expect from partnering with Huntswood:

BEST PRACTICE & INDUSTRY INSIGHTS

Our solutions are based on deep regulatory experience, data analytics and operational delivery over 25 years. We bring the latest market insights, trends, innovation and best practice to all engagements

BESPOKE
SOLUTIONS

We work in collaboration with you to fully understand your business and risk profile, tailoring our solutions to your unique requirements

COMMERCIAL
VALUE

Huntswood’s commercial offer helps reduce the need for ongoing capital investment, replacing fixed costs with a flexible cost base, in a range of pricing models

SPEED AND
FLEXIBILITY

Flexibility to deal with complaints arising from planned and unplanned events, utilising our operational experience to scale as required, quickly and reliably

OPERATIONAL EXCELLENCE

Our expertise in helps you manage regulatory change, respond to scrutiny, improve internal controls and boost business performance

Huntswood didn't go off track at all with any part of the delivery and fully understood our business. If any compliance / conduct risk support is required, Huntswood will always be involved in the process.
Motor Finance provider

The Huntswood team have delivered precisely to brief and in a timely manner too. I have been most pleased with the thoroughness of preparation going into the project. This, combined with the obvious regulatory and strategic experience you all have, has made the project a great success.
Managing director, major insurance firm

The high levels of engagement and expertise you have provided ensured we were well informed, consulted and guided (where appropriate) … The collaborative approach was excellent and created trust and understanding around the new model. Not only was this invaluable for the team, it was beneficial for the wider business …
Head of Quality, large general insurance intermediary